Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG HO, PUI KING STELLA
Chinese Name of Relevant Individual
江何佩琼
HKMA Registration Number
AD0176
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2017 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2017 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2016 - 02 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2016 - 02 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
12 Jul 2012 - 22 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2012 - 22 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2012 - 22 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
12 Jan 2012 - 11 Jul 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2010 - 11 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2010 - 11 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2008 - 31 Mar 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
03 Mar 2008 - 31 Mar 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
02 Aug 2007 - 02 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2006 - 02 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
12 Aug 2006 - 24 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG HO, PUI KING STELLA
:
Chinese Name of Relevant Individual
江何佩琼
:
HKMA Registration Number
AD0176
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0176
CREDIT SUISSE AG
Type 1: dealing in securities
03 Mar 2017 - 31 Aug 2017
Yes
AD0176
CREDIT SUISSE AG
Type 4: advising on securities
03 Mar 2017 - 31 Aug 2017
Yes
AD0176
CREDIT SUISSE AG
Type 1: dealing in securities
03 Aug 2016 - 02 Mar 2017
No
AD0176
CREDIT SUISSE AG
Type 4: advising on securities
03 Aug 2016 - 02 Mar 2017
No
AD0176
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
12 Jul 2012 - 22 Apr 2016
No
AD0176
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jan 2012 - 22 Apr 2016
Yes
AD0176
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Jan 2012 - 22 Apr 2016
Yes
AD0176
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
12 Jan 2012 - 11 Jul 2012
Yes
AD0176
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Mar 2010 - 11 Jan 2012
No
AD0176
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Mar 2010 - 11 Jan 2012
No
AD0176
ABN AMRO BANK N.V.
Type 1: dealing in securities
03 Mar 2008 - 31 Mar 2008
Yes
AD0176
ABN AMRO BANK N.V.
Type 9: asset management
03 Mar 2008 - 31 Mar 2008
Yes
AD0176
ABN AMRO BANK N.V.
Type 9: asset management
02 Aug 2007 - 02 Mar 2008
No
AD0176
ABN AMRO BANK N.V.
Type 1: dealing in securities
12 Aug 2006 - 02 Mar 2008
No
AD0176
ABN AMRO BANK N.V.
Type 9: asset management
12 Aug 2006 - 24 Jul 2007
No
AD0176
ABN AMRO BANK N.V.
Type 1: dealing in securities
18 Jul 2006 - 08 Aug 2006
No
AD0176
ABN AMRO BANK N.V.
Type 9: asset management
18 Jul 2006 - 08 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.