Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, CHIEN-WEI, KEVIN
Chinese Name of Relevant Individual
HKMA Registration Number
AD0179
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2007 - 30 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Feb 2007 - 30 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2006 - 19 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Jul 2006 - 19 Jan 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, CHIEN-WEI, KEVIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AD0179
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0179
UBS AG
Type 4: advising on securities
14 Feb 2007 - 30 Apr 2008
No
AD0179
UBS AG
Type 6: advising on corporate finance
14 Feb 2007 - 30 Apr 2008
No
AD0179
UBS AG
Type 4: advising on securities
20 Jul 2006 - 19 Jan 2007
No
AD0179
UBS AG
Type 6: advising on corporate finance
20 Jul 2006 - 19 Jan 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.