Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KHOO, ELAINE SUE YIN
Chinese Name of Relevant Individual
HKMA Registration Number
AF0004
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2011 - 02 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2011 - 18 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2011 - 27 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2011 - 29 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2011 - 11 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2011 - 17 Feb 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KHOO, ELAINE SUE YIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0004
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0004
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
30 Nov 2011 - 02 Dec 2011
No
AF0004
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Nov 2011 - 18 Nov 2011
No
AF0004
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Jul 2011 - 27 Jul 2011
No
AF0004
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
24 Jun 2011 - 29 Jun 2011
No
AF0004
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Mar 2011 - 11 Mar 2011
No
AF0004
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Feb 2011 - 17 Feb 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
