Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAFON, PIERRE
Chinese Name of Relevant Individual
HKMA Registration Number
AF0007
Other HKMA Registration Number(s)
AF4082
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2016 - 30 Aug 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2016 - 30 Aug 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2011 - 15 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2011 - 15 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2011 - 07 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2011 - 07 Dec 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAFON, PIERRE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0007
:
Other HKMA Registration Number(s)
AF4082
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4082
NATIXIS
Type 1: dealing in securities
Since 01 Sep 2021
No
AF4082
NATIXIS
Type 4: advising on securities
Since 01 Sep 2021
No
AF4082
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
16 Feb 2016 - 30 Aug 2019
Yes
AF4082
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
16 Feb 2016 - 30 Aug 2019
Yes
AF4082
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
08 Dec 2011 - 15 Feb 2016
No
AF4082
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
08 Dec 2011 - 15 Feb 2016
No
AF0007
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
15 Feb 2011 - 07 Dec 2011
No
AF0007
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
15 Feb 2011 - 07 Dec 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.