Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, JUDY MEI-PING
Chinese Name of Relevant Individual
張美萍
HKMA Registration Number
AF0012
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT RELATIONSHIP ASSOCIATE
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT RELATIONSHIP ASSOCIATE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
SFC CE number
ABZ544
Business Address
26/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2021 - 02 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2021 - 02 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2020 - 05 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2020 - 05 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2018 - 24 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2018 - 24 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2017 - 08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2016 - 08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2015 - 17 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2015 - 17 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2013 - 22 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2012 - 05 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2011 - 01 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, JUDY MEI-PING
:
Chinese Name of Relevant Individual
張美萍
:
HKMA Registration Number
AF0012
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
07 Nov 2022
No
CLIENT RELATIONSHIP ASSOCIATE
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
07 Nov 2022
No
CLIENT RELATIONSHIP ASSOCIATE
Name of Registered Institution
SFC CE number
Business Address
UNION BANCAIRE PRIVÉE, UBP SA
ABZ544
26/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0012
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
Since 07 Nov 2022
No
AF0012
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
Since 07 Nov 2022
No
AF0012
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
17 Nov 2021 - 02 Nov 2022
No
AF0012
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
17 Nov 2021 - 02 Nov 2022
No
AF0012
CREDIT SUISSE AG
Type 1: dealing in securities
17 Oct 2020 - 05 Nov 2021
No
AF0012
CREDIT SUISSE AG
Type 4: advising on securities
17 Oct 2020 - 05 Nov 2021
No
AF0012
BNP PARIBAS
Type 1: dealing in securities
29 Jun 2018 - 24 Aug 2020
No
AF0012
BNP PARIBAS
Type 4: advising on securities
29 Jun 2018 - 24 Aug 2020
No
AF0012
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Jun 2017 - 08 Jun 2018
No
AF0012
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Aug 2016 - 08 Jun 2018
No
AF0012
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jan 2015 - 17 Jul 2016
No
AF0012
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2015 - 17 Jul 2016
No
AF0012
UBS AG
Type 1: dealing in securities
18 Dec 2013 - 22 Dec 2014
No
AF0012
NATIONAL AUSTRALIA BANK, LIMITED
Type 1: dealing in securities
12 Jan 2012 - 05 Dec 2013
No
AF0012
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Feb 2011 - 01 Aug 2011
No
AF0012
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Feb 2011 - 01 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
