Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, EMILY DUK YEE
Chinese Name of Relevant Individual
李德兒
HKMA Registration Number
AF0025
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
27 May 2013 - 20 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2011 - 20 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2011 - 20 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, EMILY DUK YEE
:
Chinese Name of Relevant Individual
李德兒
:
HKMA Registration Number
AF0025
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0025
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
27 May 2013 - 20 Jun 2014
No
AF0025
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Feb 2011 - 20 Jun 2014
No
AF0025
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Feb 2011 - 20 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
