Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, TSZ MEI
Chinese Name of Relevant Individual
邱紫媚
HKMA Registration Number
AF0044
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2011 - 19 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2011 - 19 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2011 - 30 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2011 - 30 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2011 - 30 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2011 - 30 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, TSZ MEI
:
Chinese Name of Relevant Individual
邱紫媚
:
HKMA Registration Number
AF0044
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0044
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Feb 2011 - 19 Jul 2015
No
AF0044
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Feb 2011 - 19 Jul 2015
No
AF0044
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
22 Apr 2011 - 30 Sep 2013
No
AF0044
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
22 Apr 2011 - 30 Sep 2013
No
AF0044
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
16 Apr 2011 - 30 Sep 2013
No
AF0044
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
16 Apr 2011 - 30 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.