Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, CHEUK NAM
Chinese Name of Relevant Individual
歐卓嵐
HKMA Registration Number
AF0053
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2011 - 25 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2011 - 25 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2011 - 25 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2011 - 25 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2011 - 25 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2011 - 25 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, CHEUK NAM
:
Chinese Name of Relevant Individual
歐卓嵐
:
HKMA Registration Number
AF0053
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0053
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Mar 2011 - 25 Nov 2018
No
AF0053
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Mar 2011 - 25 Nov 2018
No
AF0053
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
19 Feb 2011 - 25 Nov 2018
No
AF0053
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
19 Feb 2011 - 25 Nov 2018
No
AF0053
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Feb 2011 - 25 Nov 2018
No
AF0053
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Feb 2011 - 25 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.