Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HE, CHUAN
Chinese Name of Relevant Individual
何川
HKMA Registration Number
AF0065
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2013 - 31 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2013 - 31 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2011 - 31 Dec 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2011 - 31 Dec 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2011 - 14 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2011 - 14 Jun 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HE, CHUAN
:
Chinese Name of Relevant Individual
何川
:
HKMA Registration Number
AF0065
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0065
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
01 Jul 2013 - 31 Dec 2013
No
AF0065
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
01 Jul 2013 - 31 Dec 2013
No
AF0065
CHINA CONSTRUCTION BANK CORPORATION
Type 1: dealing in securities
15 Jun 2011 - 31 Dec 2013
Yes
AF0065
CHINA CONSTRUCTION BANK CORPORATION
Type 4: advising on securities
15 Jun 2011 - 31 Dec 2013
Yes
AF0065
CHINA CONSTRUCTION BANK CORPORATION
Type 1: dealing in securities
18 Feb 2011 - 14 Jun 2011
No
AF0065
CHINA CONSTRUCTION BANK CORPORATION
Type 4: advising on securities
18 Feb 2011 - 14 Jun 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.