Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUNG, MAN MAN
Chinese Name of Relevant Individual
宋曼曼
HKMA Registration Number
AF0083
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR RELATIONSHIP MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR RELATIONSHIP MANAGER
Remarks
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Dec 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Dec 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Name of Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
SFC CE number
AAN851
Business Address
2/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2022 - 27 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2022 - 27 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2020 - 22 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2020 - 22 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2019 - 08 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2019 - 08 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2015 - 07 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2015 - 07 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2013 - 07 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2013 - 07 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2011 - 30 Dec 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUNG, MAN MAN
:
Chinese Name of Relevant Individual
宋曼曼
:
HKMA Registration Number
AF0083
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jan 2026
No
SENIOR RELATIONSHIP MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Jan 2026
No
SENIOR RELATIONSHIP MANAGER
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Dec 2023
No
RELATIONSHIP MANAGER
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
07 Dec 2023
No
RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
BANK OF CHINA INTERNATIONAL LIMITED
AAN851
2/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0083
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 31 Jan 2026
No
AF0083
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 31 Jan 2026
No
AF0083
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 07 Dec 2023
No
AF0083
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
Since 07 Dec 2023
No
AF0083
DAH SING BANK, LIMITED
Type 1: dealing in securities
02 Aug 2022 - 27 Oct 2023
No
AF0083
DAH SING BANK, LIMITED
Type 4: advising on securities
02 Aug 2022 - 27 Oct 2023
No
AF0083
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
24 Sep 2020 - 22 Apr 2022
No
AF0083
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
24 Sep 2020 - 22 Apr 2022
No
AF0083
CREDIT SUISSE AG
Type 1: dealing in securities
30 Apr 2019 - 08 Jun 2020
No
AF0083
CREDIT SUISSE AG
Type 4: advising on securities
30 Apr 2019 - 08 Jun 2020
No
AF0083
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
30 May 2015 - 07 Apr 2019
No
AF0083
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
30 May 2015 - 07 Apr 2019
No
AF0083
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Aug 2013 - 07 May 2015
No
AF0083
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Aug 2013 - 07 May 2015
No
AF0083
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Sep 2011 - 30 Dec 2012
No
AF0083
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Sep 2011 - 30 Dec 2012
No
AF0083
CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
19 Feb 2011 - 16 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.