Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, PUI WING CORINA
Chinese Name of Relevant Individual
李沛穎
HKMA Registration Number
AF0091
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS LOAN ACQUISITION
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS LOAN ACQUISITION
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Dec 2024 - 02 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Dec 2024 - 02 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Dec 2024 - 02 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2020 - 07 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2020 - 07 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2011 - 11 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2011 - 11 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Feb 2011 - 11 Jun 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, PUI WING CORINA
:
Chinese Name of Relevant Individual
李沛穎
:
HKMA Registration Number
AF0091
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
14 Feb 2025
No
SALES, BUSINESS LOAN ACQUISITION
DAH SING BANK, LIMITED
Type 4: advising on securities
14 Feb 2025
No
SALES, BUSINESS LOAN ACQUISITION
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0091
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 14 Feb 2025
No
AF0091
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 14 Feb 2025
No
AF0091
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Dec 2024 - 02 Feb 2025
No
AF0091
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Dec 2024 - 02 Feb 2025
No
AF0091
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Dec 2024 - 02 Feb 2025
No
AF0091
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jun 2020 - 07 Apr 2024
No
AF0091
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jun 2020 - 07 Apr 2024
No
AF0091
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Feb 2011 - 11 Jun 2011
No
AF0091
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Feb 2011 - 11 Jun 2011
No
AF0091
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Feb 2011 - 11 Jun 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.