Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MANT, JONATHON WILLIAM
Chinese Name of Relevant Individual
HKMA Registration Number
AF0099
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2024 - 19 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2024 - 19 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jan 2024 - 19 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2011 - 22 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2011 - 22 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Feb 2011 - 22 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MANT, JONATHON WILLIAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0099
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0099
UBS AG
Type 1: dealing in securities
12 Jan 2024 - 19 Jan 2024
No
AF0099
UBS AG
Type 4: advising on securities
12 Jan 2024 - 19 Jan 2024
No
AF0099
UBS AG
Type 6: advising on corporate finance
12 Jan 2024 - 19 Jan 2024
No
AF0099
UBS AG
Type 1: dealing in securities
23 Feb 2011 - 22 May 2014
No
AF0099
UBS AG
Type 4: advising on securities
23 Feb 2011 - 22 May 2014
No
AF0099
UBS AG
Type 6: advising on corporate finance
23 Feb 2011 - 22 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.