Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, KWOK WAH
Chinese Name of Relevant Individual
黎國華
HKMA Registration Number
AF0118
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2012 - 09 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2011 - 16 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2011 - 16 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, KWOK WAH
:
Chinese Name of Relevant Individual
黎國華
:
HKMA Registration Number
AF0118
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0118
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Aug 2012 - 09 Oct 2020
No
AF0118
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Feb 2011 - 16 Jul 2011
No
AF0118
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Feb 2011 - 16 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.