Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TU, BING
Chinese Name of Relevant Individual
涂冰
HKMA Registration Number
AF0141
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2015 - 07 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2015 - 07 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2012 - 04 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 9: asset management
Effective Period
24 Mar 2012 - 04 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2011 - 31 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2011 - 31 Jan 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TU, BING
:
Chinese Name of Relevant Individual
涂冰
:
HKMA Registration Number
AF0141
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0141
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
16 Jan 2015 - 07 Dec 2015
No
AF0141
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
16 Jan 2015 - 07 Dec 2015
No
AF0141
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
24 Mar 2012 - 04 Aug 2014
No
AF0141
CREDIT AGRICOLE (SUISSE) SA
Type 9: asset management
24 Mar 2012 - 04 Aug 2014
No
AF0141
FALCON PRIVATE BANK LTD.
Type 1: dealing in securities
24 Feb 2011 - 31 Jan 2012
No
AF0141
FALCON PRIVATE BANK LTD.
Type 4: advising on securities
24 Feb 2011 - 31 Jan 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.