Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LU, YINGTAO
Chinese Name of Relevant Individual
陸盈韜
HKMA Registration Number
AF0142
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2013 - 15 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2011 - 14 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2011 - 29 Apr 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LU, YINGTAO
:
Chinese Name of Relevant Individual
陸盈韜
:
HKMA Registration Number
AF0142
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0142
BNP PARIBAS
Type 1: dealing in securities
16 Nov 2013 - 15 Sep 2017
No
AF0142
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 May 2011 - 14 Aug 2013
No
AF0142
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Feb 2011 - 29 Apr 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.