Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SHUN YIK
Chinese Name of Relevant Individual
黃信翼
HKMA Registration Number
AF0149
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
SFC CE number
AGM683
Business Address
SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2021 - 22 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2018 - 22 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2017 - 14 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2017 - 14 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2015 - 13 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2015 - 15 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2015 - 15 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2014 - 25 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2014 - 25 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2011 - 03 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2011 - 03 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2011 - 31 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2011 - 31 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SHUN YIK
:
Chinese Name of Relevant Individual
黃信翼
:
HKMA Registration Number
AF0149
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
14 Oct 2025
No
RELATIONSHIP MANAGER
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
14 Oct 2025
No
RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
CA INDOSUEZ (SWITZERLAND) SA
AGM683
SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0149
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
Since 14 Oct 2025
No
AF0149
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
Since 14 Oct 2025
No
AF0149
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
01 Apr 2021 - 22 Aug 2025
No
AF0149
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
01 Dec 2018 - 22 Aug 2025
No
AF0149
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Sep 2017 - 14 Nov 2018
No
AF0149
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Sep 2017 - 14 Nov 2018
No
AF0149
UBS AG
Type 1: dealing in securities
14 Jul 2015 - 13 Jul 2017
No
AF0149
WING LUNG BANK LIMITED
Type 1: dealing in securities
13 Jun 2015 - 15 Jun 2015
No
AF0149
WING LUNG BANK LIMITED
Type 4: advising on securities
13 Jun 2015 - 15 Jun 2015
No
AF0149
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
22 Feb 2014 - 25 May 2015
No
AF0149
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
22 Feb 2014 - 25 May 2015
No
AF0149
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Feb 2011 - 03 Aug 2011
No
AF0149
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Feb 2011 - 03 Aug 2011
No
AF0149
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Mar 2011 - 31 Jul 2011
No
AF0149
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Mar 2011 - 31 Jul 2011
No
AF0149
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
24 Feb 2011 - 31 Jul 2011
No
AF0149
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
24 Feb 2011 - 31 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.