Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MORIWAKI, TAKASHI
Chinese Name of Relevant Individual
HKMA Registration Number
AF0183
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2012 - 20 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2012 - 23 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2011 - 31 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2011 - 14 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2011 - 03 Mar 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MORIWAKI, TAKASHI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0183
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0183
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
17 Jul 2012 - 20 Jul 2012
No
AF0183
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Feb 2012 - 23 Feb 2012
No
AF0183
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Aug 2011 - 31 Aug 2011
No
AF0183
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Apr 2011 - 14 Apr 2011
No
AF0183
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Feb 2011 - 03 Mar 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.