Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHAO, SIXING
Chinese Name of Relevant Individual
趙思行
HKMA Registration Number
AF0192
Other HKMA Registration Number(s)
AG1165
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2013 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2013 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2012 - 08 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2011 - 08 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHAO, SIXING
:
Chinese Name of Relevant Individual
趙思行
:
HKMA Registration Number
AF0192
:
Other HKMA Registration Number(s)
AG1165
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1165
BNP PARIBAS
Type 1: dealing in securities
Since 30 Sep 2016
No
AG1165
BNP PARIBAS
Type 4: advising on securities
Since 30 Sep 2016
No
AG1165
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
28 Sep 2013 - 30 Sep 2016
No
AG1165
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
28 Sep 2013 - 30 Sep 2016
No
AF0192
SOCIETE GENERALE BANK & TRUST
Type 4: advising on securities
03 Jan 2012 - 08 Sep 2013
No
AF0192
SOCIETE GENERALE BANK & TRUST
Type 1: dealing in securities
01 Mar 2011 - 08 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.