Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, PUI KI PAM
Chinese Name of Relevant Individual
練珮琪
HKMA Registration Number
AF0215
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Dec 2020
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH MANAGER
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Dec 2020
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
FUBON BANK (HONG KONG) LIMITED
SFC CE number
AAA582
Business Address
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2017 - 11 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2017 - 11 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2016 - 02 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2012 - 06 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2012 - 06 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2011 - 17 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2011 - 17 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2011 - 03 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2011 - 03 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, PUI KI PAM
:
Chinese Name of Relevant Individual
練珮琪
:
HKMA Registration Number
AF0215
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Dec 2020
No
BRANCH MANAGER
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Dec 2020
No
BRANCH MANAGER
Name of Registered Institution
SFC CE number
Business Address
FUBON BANK (HONG KONG) LIMITED
AAA582
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0215
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 03 Dec 2020
No
AF0215
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 03 Dec 2020
No
AF0215
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Aug 2017 - 11 May 2018
No
AF0215
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Aug 2017 - 11 May 2018
No
AF0215
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
16 Dec 2016 - 02 Jul 2017
No
AF0215
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jun 2012 - 06 Nov 2016
No
AF0215
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jun 2012 - 06 Nov 2016
No
AF0215
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Sep 2011 - 17 Apr 2012
No
AF0215
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Sep 2011 - 17 Apr 2012
No
AF0215
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2011 - 03 Jul 2011
No
AF0215
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Mar 2011 - 03 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.