Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUNG, KWAN WAI
Chinese Name of Relevant Individual
容群偉
HKMA Registration Number
AF0233
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2020 - 30 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2020 - 30 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2011 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUNG, KWAN WAI
:
Chinese Name of Relevant Individual
容群偉
:
HKMA Registration Number
AF0233
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0233
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Mar 2020 - 30 Aug 2020
No
AF0233
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
24 Mar 2020 - 30 Aug 2020
No
AF0233
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Mar 2011 - 30 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.