Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TYAGI, SHAGUN
Chinese Name of Relevant Individual
HKMA Registration Number
AF0237
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2016 - 11 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2016 - 11 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2014 - 08 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2014 - 08 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2011 - 14 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2011 - 14 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TYAGI, SHAGUN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0237
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0237
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
05 Sep 2016 - 11 Jan 2024
No
AF0237
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
05 Sep 2016 - 11 Jan 2024
No
AF0237
BSI LTD
Type 1: dealing in securities
21 Aug 2014 - 08 Aug 2016
No
AF0237
BSI LTD
Type 4: advising on securities
21 Aug 2014 - 08 Aug 2016
No
AF0237
COUTTS & CO AG
Type 1: dealing in securities
03 Mar 2011 - 14 Aug 2014
No
AF0237
COUTTS & CO AG
Type 4: advising on securities
03 Mar 2011 - 14 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.