Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MINOCHA, VARUN
Chinese Name of Relevant Individual
HKMA Registration Number
AF0238
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2016 - 28 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2016 - 28 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2011 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2011 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MINOCHA, VARUN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0238
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0238
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
13 Apr 2016 - 28 Jul 2016
No
AF0238
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
13 Apr 2016 - 28 Jul 2016
No
AF0238
COUTTS & CO AG
Type 1: dealing in securities
03 Mar 2011 - 08 Apr 2016
No
AF0238
COUTTS & CO AG
Type 4: advising on securities
03 Mar 2011 - 08 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.