Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LING, NING
Chinese Name of Relevant Individual
凌宁
HKMA Registration Number
AF0248
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2019 - 17 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2019 - 17 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2016 - 18 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2016 - 18 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2011 - 20 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2011 - 20 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LING, NING
:
Chinese Name of Relevant Individual
凌宁
:
HKMA Registration Number
AF0248
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0248
CREDIT SUISSE AG
Type 1: dealing in securities
21 Aug 2019 - 17 Sep 2021
No
AF0248
CREDIT SUISSE AG
Type 4: advising on securities
21 Aug 2019 - 17 Sep 2021
No
AF0248
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
29 Jul 2016 - 18 Dec 2018
No
AF0248
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
29 Jul 2016 - 18 Dec 2018
No
AF0248
CREDIT SUISSE AG
Type 1: dealing in securities
03 Mar 2011 - 20 May 2016
No
AF0248
CREDIT SUISSE AG
Type 4: advising on securities
03 Mar 2011 - 20 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.