Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, KA KI
Chinese Name of Relevant Individual
區嘉棋
HKMA Registration Number
AF0254
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2015 - 25 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NEWEDGE GROUP
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2011 - 29 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NEWEDGE GROUP
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
04 Mar 2011 - 29 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, KA KI
:
Chinese Name of Relevant Individual
區嘉棋
:
HKMA Registration Number
AF0254
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0254
SOCIETE GENERALE
Type 1: dealing in securities
12 Jun 2015 - 25 Sep 2015
No
AF0254
NEWEDGE GROUP
Type 1: dealing in securities
04 Mar 2011 - 29 Mar 2015
No
AF0254
NEWEDGE GROUP
Type 2: dealing in futures contracts
04 Mar 2011 - 29 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.