Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, YEE YING
Chinese Name of Relevant Individual
劉懿瑩
HKMA Registration Number
AF0256
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2015 - 11 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2015 - 11 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2011 - 13 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 9: asset management
Effective Period
04 Mar 2011 - 13 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, YEE YING
:
Chinese Name of Relevant Individual
劉懿瑩
:
HKMA Registration Number
AF0256
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0256
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
14 Jan 2015 - 11 Jun 2018
No
AF0256
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
14 Jan 2015 - 11 Jun 2018
No
AF0256
HONG LEONG BANK BERHAD
Type 1: dealing in securities
04 Mar 2011 - 13 Apr 2014
No
AF0256
HONG LEONG BANK BERHAD
Type 9: asset management
04 Mar 2011 - 13 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.