Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, SZE HAN SHEILA
Chinese Name of Relevant Individual
葉詩嫺
HKMA Registration Number
AF0265
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2018 - 10 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2018 - 10 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Mar 2018 - 10 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2011 - 25 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2011 - 25 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Sep 2011 - 25 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2011 - 31 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2011 - 31 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2011 - 31 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, SZE HAN SHEILA
:
Chinese Name of Relevant Individual
葉詩嫺
:
HKMA Registration Number
AF0265
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0265
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
16 Mar 2018 - 10 Jul 2024
No
AF0265
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
16 Mar 2018 - 10 Jul 2024
No
AF0265
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 6: advising on corporate finance
16 Mar 2018 - 10 Jul 2024
No
AF0265
STANDARD BANK PLC
Type 1: dealing in securities
09 Sep 2011 - 25 Nov 2013
No
AF0265
STANDARD BANK PLC
Type 4: advising on securities
09 Sep 2011 - 25 Nov 2013
No
AF0265
STANDARD BANK PLC
Type 6: advising on corporate finance
09 Sep 2011 - 25 Nov 2013
No
AF0265
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
05 Mar 2011 - 31 Jul 2011
No
AF0265
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
05 Mar 2011 - 31 Jul 2011
No
AF0265
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 4: advising on securities
05 Mar 2011 - 31 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.