Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, SHENG I
Chinese Name of Relevant Individual
陳聖儀
HKMA Registration Number
AF0285
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2012 - 30 Jun 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2012 - 30 Jun 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2011 - 15 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2011 - 15 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2011 - 20 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2011 - 20 Jun 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, SHENG I
:
Chinese Name of Relevant Individual
陳聖儀
:
HKMA Registration Number
AF0285
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0285
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
16 Mar 2012 - 30 Jun 2012
Yes
AF0285
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
16 Mar 2012 - 30 Jun 2012
Yes
AF0285
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
23 Jul 2011 - 15 Mar 2012
No
AF0285
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
23 Jul 2011 - 15 Mar 2012
No
AF0285
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
05 Mar 2011 - 20 Jun 2011
No
AF0285
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
05 Mar 2011 - 20 Jun 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.