Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIN, HENG
Chinese Name of Relevant Individual
尹恒
HKMA Registration Number
AF0287
Other HKMA Registration Number(s)
AF0656
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2025 - 08 Apr 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2025 - 08 Apr 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2024 - 10 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2024 - 10 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2014 - 30 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2014 - 30 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2014 - 30 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2014 - 30 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2012 - 20 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2011 - 20 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
31 Mar 2011 - 20 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
31 Mar 2011 - 20 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2011 - 31 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2011 - 31 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
07 Mar 2011 - 31 Mar 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIN, HENG
:
Chinese Name of Relevant Individual
尹恒
:
HKMA Registration Number
AF0287
:
Other HKMA Registration Number(s)
AF0656
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0656
EFG BANK AG
Type 1: dealing in securities
11 Jul 2025 - 08 Apr 2026
Yes
AF0656
EFG BANK AG
Type 4: advising on securities
11 Jul 2025 - 08 Apr 2026
Yes
AF0656
EFG BANK AG
Type 1: dealing in securities
28 Sep 2024 - 10 Jul 2025
No
AF0656
EFG BANK AG
Type 4: advising on securities
28 Sep 2024 - 10 Jul 2025
No
AF0656
CITIBANK, N.A.
Type 1: dealing in securities
27 Sep 2014 - 30 Apr 2024
No
AF0656
CITIBANK, N.A.
Type 4: advising on securities
27 Sep 2014 - 30 Apr 2024
No
AF0656
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Sep 2014 - 30 Apr 2024
No
AF0656
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
27 Sep 2014 - 30 Apr 2024
No
AF0656
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
03 Jan 2012 - 20 Aug 2014
No
AF0656
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
31 Mar 2011 - 20 Aug 2014
No
AF0656
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
31 Mar 2011 - 20 Aug 2014
No
AF0656
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
31 Mar 2011 - 20 Aug 2014
No
AF0287
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
07 Mar 2011 - 31 Mar 2011
No
AF0287
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
07 Mar 2011 - 31 Mar 2011
No
AF0287
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
07 Mar 2011 - 31 Mar 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.