Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, HO YING
Chinese Name of Relevant Individual
賴可迎
HKMA Registration Number
AF0309
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE WEALTH
Remarks
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE WEALTH
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MALAYAN BANKING BERHAD
SFC CE number
AAP095
Business Address
29/F, LEE GARDEN THREE, 1 SUNNING ROAD, CAUSEWAY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2021 - 05 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2021 - 05 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2021 - 05 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2021 - 05 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2016 - 28 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2015 - 28 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2011 - 30 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2011 - 30 Jan 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, HO YING
:
Chinese Name of Relevant Individual
賴可迎
:
HKMA Registration Number
AF0309
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MALAYAN BANKING BERHAD
Type 1: dealing in securities
14 Oct 2022
No
PRIVATE WEALTH
MALAYAN BANKING BERHAD
Type 4: advising on securities
14 Oct 2022
No
PRIVATE WEALTH
Name of Registered Institution
SFC CE number
Business Address
MALAYAN BANKING BERHAD
AAP095
29/F, LEE GARDEN THREE, 1 SUNNING ROAD, CAUSEWAY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0309
MALAYAN BANKING BERHAD
Type 1: dealing in securities
Since 14 Oct 2022
No
AF0309
MALAYAN BANKING BERHAD
Type 4: advising on securities
Since 14 Oct 2022
No
AF0309
CITIBANK, N.A.
Type 1: dealing in securities
04 Dec 2021 - 05 Oct 2022
No
AF0309
CITIBANK, N.A.
Type 4: advising on securities
04 Dec 2021 - 05 Oct 2022
No
AF0309
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
04 Dec 2021 - 05 Oct 2022
No
AF0309
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
04 Dec 2021 - 05 Oct 2022
No
AF0309
MALAYAN BANKING BERHAD
Type 4: advising on securities
01 Sep 2016 - 28 Nov 2021
No
AF0309
MALAYAN BANKING BERHAD
Type 1: dealing in securities
20 Aug 2015 - 28 Nov 2021
No
AF0309
WING LUNG BANK LIMITED
Type 1: dealing in securities
10 Mar 2011 - 30 Jan 2014
No
AF0309
WING LUNG BANK LIMITED
Type 4: advising on securities
10 Mar 2011 - 30 Jan 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.