Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YUN QIAO
Chinese Name of Relevant Individual
吳昀橋
HKMA Registration Number
AF0344
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Nov 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
GENERAL MANAGER & HEAD OF STRUCTURED FINANCE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Dec 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2020 - 16 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2018 - 11 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2018 - 11 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2011 - 11 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2011 - 11 Mar 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YUN QIAO
:
Chinese Name of Relevant Individual
吳昀橋
:
HKMA Registration Number
AF0344
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Nov 2020
Yes
GENERAL MANAGER & HEAD OF STRUCTURED FINANCE
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0344
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 17 Dec 2024
Yes
AF0344
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Nov 2020 - 16 Dec 2024
No
AF0344
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Apr 2018 - 11 Mar 2020
No
AF0344
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Apr 2018 - 11 Mar 2020
No
AF0344
DBS BANK LTD.
Type 1: dealing in securities
11 Mar 2011 - 11 Mar 2020
No
AF0344
DBS BANK LTD.
Type 4: advising on securities
11 Mar 2011 - 11 Mar 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.