Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SCHNIDER, DOMINIQUE CHRISTIAN MICHAEL
Chinese Name of Relevant Individual
HKMA Registration Number
AF0373
Other HKMA Registration Number(s)
AD3333, AG5458, AG7057
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2026 - 13 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2026 - 13 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2025 - 07 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2025 - 07 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2025 - 18 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2025 - 18 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2024 - 08 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2024 - 08 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2024 - 21 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2024 - 21 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2023 - 08 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2023 - 08 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2015 - 31 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2015 - 31 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2014 - 25 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 50
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SCHNIDER, DOMINIQUE CHRISTIAN MICHAEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0373
:
Other HKMA Registration Number(s)
AD3333, AG5458, AG7057
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7057
UBS AG
Type 1: dealing in securities
26 Mar 2026 - 13 Apr 2026
No
AG7057
UBS AG
Type 4: advising on securities
26 Mar 2026 - 13 Apr 2026
No
AG7057
UBS AG
Type 1: dealing in securities
21 Nov 2025 - 07 Dec 2025
No
AG7057
UBS AG
Type 4: advising on securities
21 Nov 2025 - 07 Dec 2025
No
AG7057
UBS AG
Type 1: dealing in securities
27 Mar 2025 - 18 Apr 2025
No
AG7057
UBS AG
Type 4: advising on securities
27 Mar 2025 - 18 Apr 2025
No
AG7057
UBS AG
Type 1: dealing in securities
26 Nov 2024 - 08 Dec 2024
No
AG7057
UBS AG
Type 4: advising on securities
26 Nov 2024 - 08 Dec 2024
No
AG7057
UBS AG
Type 1: dealing in securities
11 Apr 2024 - 21 Apr 2024
No
AG7057
UBS AG
Type 4: advising on securities
11 Apr 2024 - 21 Apr 2024
No
AG7057
UBS AG
Type 1: dealing in securities
17 Jan 2023 - 08 Feb 2023
No
AG7057
UBS AG
Type 4: advising on securities
17 Jan 2023 - 08 Feb 2023
No
AG7057
UBS AG
Type 1: dealing in securities
26 Mar 2015 - 31 May 2022
No
AG7057
UBS AG
Type 4: advising on securities
26 Mar 2015 - 31 May 2022
No
AG5458
UBS AG
Type 1: dealing in securities
11 Nov 2014 - 25 Mar 2015
No
AG5458
UBS AG
Type 4: advising on securities
11 Nov 2014 - 25 Mar 2015
No
AF0373
UBS AG
Type 1: dealing in securities
02 Jul 2013 - 05 Jul 2013
No
AF0373
UBS AG
Type 4: advising on securities
02 Jul 2013 - 05 Jul 2013
No
AF0373
UBS AG
Type 1: dealing in securities
23 Jan 2013 - 25 Jan 2013
No
AF0373
UBS AG
Type 4: advising on securities
23 Jan 2013 - 25 Jan 2013
No
AF0373
UBS AG
Type 1: dealing in securities
25 Jul 2012 - 27 Jul 2012
No
AF0373
UBS AG
Type 4: advising on securities
25 Jul 2012 - 27 Jul 2012
No
AF0373
UBS AG
Type 1: dealing in securities
02 May 2012 - 04 May 2012
No
AF0373
UBS AG
Type 4: advising on securities
02 May 2012 - 04 May 2012
No
AF0373
UBS AG
Type 1: dealing in securities
08 Feb 2012 - 10 Feb 2012
No
AF0373
UBS AG
Type 4: advising on securities
08 Feb 2012 - 10 Feb 2012
No
AF0373
UBS AG
Type 1: dealing in securities
09 Aug 2011 - 11 Aug 2011
No
AF0373
UBS AG
Type 4: advising on securities
09 Aug 2011 - 11 Aug 2011
No
AF0373
UBS AG
Type 1: dealing in securities
10 Jul 2011 - 12 Jul 2011
No
AF0373
UBS AG
Type 4: advising on securities
10 Jul 2011 - 12 Jul 2011
No
AF0373
UBS AG
Type 1: dealing in securities
20 Jun 2011 - 22 Jun 2011
No
AF0373
UBS AG
Type 4: advising on securities
20 Jun 2011 - 22 Jun 2011
No
AF0373
UBS AG
Type 1: dealing in securities
14 Mar 2011 - 16 Mar 2011
No
AF0373
UBS AG
Type 4: advising on securities
14 Mar 2011 - 16 Mar 2011
No
AD3333
UBS AG
Type 1: dealing in securities
06 Sep 2010 - 08 Sep 2010
No
AD3333
UBS AG
Type 4: advising on securities
06 Sep 2010 - 08 Sep 2010
No
AD3333
UBS AG
Type 1: dealing in securities
02 Mar 2010 - 10 Mar 2010
No
AD3333
UBS AG
Type 4: advising on securities
02 Mar 2010 - 10 Mar 2010
No
AD3333
UBS AG
Type 1: dealing in securities
27 Apr 2009 - 29 Apr 2009
No
AD3333
UBS AG
Type 4: advising on securities
27 Apr 2009 - 29 Apr 2009
No
AD3333
UBS AG
Type 1: dealing in securities
10 Feb 2009 - 14 Feb 2009
No
AD3333
UBS AG
Type 4: advising on securities
10 Feb 2009 - 14 Feb 2009
No
AD3333
UBS AG
Type 1: dealing in securities
10 Nov 2008 - 12 Nov 2008
No
AD3333
UBS AG
Type 4: advising on securities
10 Nov 2008 - 12 Nov 2008
No
AD3333
UBS AG
Type 1: dealing in securities
21 Apr 2008 - 23 Apr 2008
No
AD3333
UBS AG
Type 4: advising on securities
21 Apr 2008 - 23 Apr 2008
No
AD3333
UBS AG
Type 1: dealing in securities
31 Mar 2008 - 01 Apr 2008
No
AD3333
UBS AG
Type 4: advising on securities
31 Mar 2008 - 01 Apr 2008
No
AD3333
UBS AG
Type 1: dealing in securities
24 Apr 2007 - 27 Apr 2007
No
AD3333
UBS AG
Type 4: advising on securities
24 Apr 2007 - 27 Apr 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.