Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KIM, GENE KYUM
Chinese Name of Relevant Individual
HKMA Registration Number
AF0374
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2011 - 30 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2011 - 30 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Nov 2011 - 30 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2011 - 20 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2011 - 20 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Mar 2011 - 20 Nov 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KIM, GENE KYUM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0374
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0374
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Nov 2011 - 30 Apr 2016
Yes
AF0374
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Nov 2011 - 30 Apr 2016
Yes
AF0374
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 Nov 2011 - 30 Apr 2016
Yes
AF0374
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Mar 2011 - 20 Nov 2011
No
AF0374
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Mar 2011 - 20 Nov 2011
No
AF0374
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Mar 2011 - 20 Nov 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.