Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHA, SANG YOUN
Chinese Name of Relevant Individual
車相潤
HKMA Registration Number
AF0387
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2014 - 11 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2011 - 31 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2011 - 31 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Mar 2011 - 31 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHA, SANG YOUN
:
Chinese Name of Relevant Individual
車相潤
:
HKMA Registration Number
AF0387
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0387
BNP PARIBAS
Type 1: dealing in securities
08 Jul 2014 - 11 Nov 2016
No
AF0387
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
15 Mar 2011 - 31 Mar 2014
No
AF0387
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
15 Mar 2011 - 31 Mar 2014
No
AF0387
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
15 Mar 2011 - 31 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.