Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, SHEK MAN
Chinese Name of Relevant Individual
葉錫汶
HKMA Registration Number
AF0393
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Oct 2017
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Oct 2017
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
17 Oct 2017
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Oct 2017
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Oct 2017
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
12 Oct 2017
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 17 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 12 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2015 - 19 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2015 - 19 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2015 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2015 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2014 - 30 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2014 - 30 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Sep 2014 - 30 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2012 - 14 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2012 - 14 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, SHEK MAN
:
Chinese Name of Relevant Individual
葉錫汶
:
HKMA Registration Number
AF0393
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Oct 2017
No
TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Oct 2017
No
TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
17 Oct 2017
No
TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING
DBS BANK LTD.
Type 1: dealing in securities
12 Oct 2017
No
TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING
DBS BANK LTD.
Type 4: advising on securities
12 Oct 2017
No
TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
12 Oct 2017
No
TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0393
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 17 Oct 2017
No
AF0393
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 17 Oct 2017
No
AF0393
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 17 Oct 2017
No
AF0393
DBS BANK LTD.
Type 1: dealing in securities
Since 12 Oct 2017
No
AF0393
DBS BANK LTD.
Type 4: advising on securities
Since 12 Oct 2017
No
AF0393
DBS BANK LTD.
Type 6: advising on corporate finance
Since 12 Oct 2017
No
AF0393
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Sep 2015 - 19 Sep 2017
No
AF0393
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Sep 2015 - 19 Sep 2017
No
AF0393
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jan 2015 - 31 Aug 2015
No
AF0393
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jan 2015 - 31 Aug 2015
No
AF0393
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Sep 2014 - 30 Dec 2014
No
AF0393
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 Sep 2014 - 30 Dec 2014
No
AF0393
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Sep 2014 - 30 Dec 2014
No
AF0393
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Aug 2012 - 14 Jul 2014
No
AF0393
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Aug 2012 - 14 Jul 2014
No
AF0393
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
16 Mar 2011 - 09 Jul 2012
No
AF0393
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
16 Mar 2011 - 09 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.