Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TONG, KWOK YEE GARY
Chinese Name of Relevant Individual

湯國儀
HKMA Registration Number
AF0396
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Nov 2013
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR SALES CONDUCT AND QUALITY MANAGER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Nov 2013
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR SALES CONDUCT AND QUALITY MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TONG, KWOK YEE GARY
:
Chinese Name of Relevant Individual
湯國儀
:
HKMA Registration Number
AF0396
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
28 Nov 2013
No
SENIOR SALES CONDUCT AND QUALITY MANAGER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
28 Nov 2013
No
SENIOR SALES CONDUCT AND QUALITY MANAGER