Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PANG, SHUN KIT
Chinese Name of Relevant Individual
彭順傑
HKMA Registration Number
AF0420
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS SUPPORT
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS SUPPORT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
SFC CE number
AAJ281
Business Address
SHANGHAI COMMERCIAL BANK TOWER, 12 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2021 - 20 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2021 - 20 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2017 - 21 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2017 - 21 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2015 - 23 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2015 - 23 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2011 - 20 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2011 - 20 Jan 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PANG, SHUN KIT
:
Chinese Name of Relevant Individual
彭順傑
:
HKMA Registration Number
AF0420
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
17 Jul 2021
No
BUSINESS SUPPORT
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
16 Sep 2021
No
BUSINESS SUPPORT
Name of Registered Institution
SFC CE number
Business Address
SHANGHAI COMMERCIAL BANK LIMITED
AAJ281
SHANGHAI COMMERCIAL BANK TOWER, 12 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0420
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
Since 16 Sep 2021
No
AF0420
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
Since 17 Jul 2021
No
AF0420
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Apr 2021 - 20 Jun 2021
No
AF0420
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Apr 2021 - 20 Jun 2021
No
AF0420
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
03 Nov 2017 - 21 Dec 2020
No
AF0420
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
03 Nov 2017 - 21 Dec 2020
No
AF0420
CHONG HING BANK LIMITED
Type 1: dealing in securities
21 Jan 2015 - 23 Aug 2017
No
AF0420
CHONG HING BANK LIMITED
Type 4: advising on securities
21 Jan 2015 - 23 Aug 2017
No
AF0420
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Mar 2011 - 20 Jan 2014
No
AF0420
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Mar 2011 - 20 Jan 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.