Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, SIN KWAN DAPHNE
Chinese Name of Relevant Individual
何善群
HKMA Registration Number
AF0430
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2012 - 08 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2012 - 08 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Oct 2012 - 08 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2012 - 30 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2012 - 30 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2011 - 01 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2011 - 01 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, SIN KWAN DAPHNE
:
Chinese Name of Relevant Individual
何善群
:
HKMA Registration Number
AF0430
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0430
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Oct 2012 - 08 Feb 2013
No
AF0430
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Oct 2012 - 08 Feb 2013
No
AF0430
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Oct 2012 - 08 Feb 2013
No
AF0430
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 May 2012 - 30 Aug 2012
No
AF0430
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 May 2012 - 30 Aug 2012
No
AF0430
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 May 2011 - 01 Mar 2012
No
AF0430
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Mar 2011 - 01 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.