Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, HAY TING
Chinese Name of Relevant Individual
區曦婷
HKMA Registration Number
AF0445
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2014 - 04 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2014 - 04 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2011 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Mar 2011 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, HAY TING
:
Chinese Name of Relevant Individual
區曦婷
:
HKMA Registration Number
AF0445
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0445
CITIBANK, N.A.
Type 1: dealing in securities
30 May 2014 - 04 Nov 2016
No
AF0445
CITIBANK, N.A.
Type 4: advising on securities
30 May 2014 - 04 Nov 2016
No
AF0445
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Mar 2011 - 30 Nov 2011
No
AF0445
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Mar 2011 - 30 Nov 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.