Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OKAZAKI, SHIN
Chinese Name of Relevant Individual
HKMA Registration Number
AF0452
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2015 - 27 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Feb 2015 - 14 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2014 - 09 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2014 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2013 - 02 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2011 - 12 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2011 - 03 Apr 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OKAZAKI, SHIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0452
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0452
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Jun 2015 - 27 Jun 2015
No
AF0452
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Feb 2015 - 14 Feb 2015
No
AF0452
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Dec 2014 - 09 Dec 2014
No
AF0452
BARCLAYS BANK PLC
Type 1: dealing in securities
10 May 2014 - 18 May 2014
No
AF0452
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Dec 2013
No
AF0452
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Feb 2013 - 02 Mar 2013
No
AF0452
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Jun 2011 - 12 Jun 2011
No
AF0452
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Mar 2011 - 03 Apr 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.