Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KATO, MASAHITO
Chinese Name of Relevant Individual
HKMA Registration Number
AF0455
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2015 - 28 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2015 - 03 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2014 - 07 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2014 - 12 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2014 - 12 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2014 - 25 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2013 - 30 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2013 - 04 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2011 - 03 Apr 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KATO, MASAHITO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0455
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0455
BARCLAYS BANK PLC
Type 1: dealing in securities
26 May 2015 - 28 May 2015
No
AF0455
BARCLAYS BANK PLC
Type 1: dealing in securities
31 Mar 2015 - 03 Apr 2015
No
AF0455
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Dec 2014 - 07 Dec 2014
No
AF0455
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Sep 2014 - 12 Sep 2014
No
AF0455
BARCLAYS BANK PLC
Type 4: advising on securities
10 Sep 2014 - 12 Sep 2014
No
AF0455
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Apr 2014 - 25 Apr 2014
No
AF0455
BARCLAYS BANK PLC
Type 1: dealing in securities
27 Sep 2013 - 30 Sep 2013
No
AF0455
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Sep 2013 - 04 Sep 2013
No
AF0455
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Mar 2011 - 03 Apr 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
