Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TOA, CHI YING
Chinese Name of Relevant Individual
陶芷瑩
HKMA Registration Number
AF0470
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2013 - 17 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2011 - 29 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2011 - 29 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TOA, CHI YING
:
Chinese Name of Relevant Individual
陶芷瑩
:
HKMA Registration Number
AF0470
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0470
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2013 - 17 Jun 2015
No
AF0470
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
18 Mar 2011 - 29 Jul 2011
No
AF0470
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
18 Mar 2011 - 29 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.