Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OMORI, JON KIRK
Chinese Name of Relevant Individual
HKMA Registration Number
AF0488
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2014 - 30 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2014 - 16 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2013 - 22 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2013 - 17 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2011 - 03 Apr 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OMORI, JON KIRK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0488
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0488
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Sep 2014 - 30 Sep 2014
No
AF0488
BARCLAYS BANK PLC
Type 1: dealing in securities
07 May 2014 - 16 May 2014
No
AF0488
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Nov 2013 - 22 Nov 2013
No
AF0488
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Apr 2013 - 17 Apr 2013
No
AF0488
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Oct 2011
No
AF0488
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Mar 2011 - 03 Apr 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.