Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, HOU CHUNG DOMINIC
Chinese Name of Relevant Individual
温浩驄
HKMA Registration Number
AF0493
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2012 - 23 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2011 - 07 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2011 - 07 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, HOU CHUNG DOMINIC
:
Chinese Name of Relevant Individual
温浩驄
:
HKMA Registration Number
AF0493
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0493
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
26 May 2012 - 23 Jul 2012
No
AF0493
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Mar 2011 - 07 Aug 2011
No
AF0493
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Mar 2011 - 07 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.