Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HARA, AYAKO
Chinese Name of Relevant Individual
HKMA Registration Number
AF0504
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2019 - 23 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2018 - 28 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2017 - 12 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2015 - 11 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2011 - 27 Mar 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HARA, AYAKO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0504
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0504
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 Jan 2019 - 23 Jan 2019
No
AF0504
ROYAL BANK OF CANADA
Type 1: dealing in securities
25 Apr 2018 - 28 Apr 2018
No
AF0504
ROYAL BANK OF CANADA
Type 1: dealing in securities
10 Jul 2017 - 12 Jul 2017
No
AF0504
ROYAL BANK OF CANADA
Type 1: dealing in securities
09 Sep 2015 - 11 Sep 2015
No
AF0504
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 Mar 2011 - 27 Mar 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.