Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GASCOIGNE, TIMOTHY NEIL
Chinese Name of Relevant Individual
HKMA Registration Number
AF0540
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2016 - 16 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2016 - 16 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2016 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2016 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2016 - 03 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2016 - 03 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2015 - 26 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2014 - 06 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2014 - 03 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2011 - 24 Mar 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GASCOIGNE, TIMOTHY NEIL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF0540
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Dec 2016 - 16 Dec 2016
No
AF0540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Dec 2016 - 16 Dec 2016
No
AF0540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Apr 2016 - 28 Apr 2016
No
AF0540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Apr 2016 - 28 Apr 2016
No
AF0540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Mar 2016 - 03 Mar 2016
No
AF0540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Mar 2016 - 03 Mar 2016
No
AF0540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Jan 2015 - 26 Jan 2015
No
AF0540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Oct 2014 - 06 Oct 2014
No
AF0540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 May 2014 - 03 Jun 2014
No
AF0540
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
22 Mar 2011 - 24 Mar 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
