Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, YIU HING
Chinese Name of Relevant Individual
林耀鑫
HKMA Registration Number
AF0556
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2017 - 21 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2017 - 21 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2015 - 11 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2015 - 11 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2015 - 19 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2015 - 19 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2011 - 12 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2011 - 12 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, YIU HING
:
Chinese Name of Relevant Individual
林耀鑫
:
HKMA Registration Number
AF0556
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0556
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jan 2017 - 21 Jun 2017
No
AF0556
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Jan 2017 - 21 Jun 2017
No
AF0556
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
23 Jul 2015 - 11 Dec 2016
No
AF0556
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
23 Jul 2015 - 11 Dec 2016
No
AF0556
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
18 Jul 2015 - 19 Jul 2015
No
AF0556
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
18 Jul 2015 - 19 Jul 2015
No
AF0556
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Mar 2011 - 12 Jun 2015
No
AF0556
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Mar 2011 - 12 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.