Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, KA HO
Chinese Name of Relevant Individual
李嘉豪
HKMA Registration Number
AF0574
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2015 - 11 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2015 - 11 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2014 - 30 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2014 - 30 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2011 - 14 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, KA HO
:
Chinese Name of Relevant Individual
李嘉豪
:
HKMA Registration Number
AF0574
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0574
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Jul 2015 - 11 May 2016
No
AF0574
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Jul 2015 - 11 May 2016
No
AF0574
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Oct 2014 - 30 Mar 2015
No
AF0574
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Oct 2014 - 30 Mar 2015
No
AF0574
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
25 Mar 2011 - 14 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.