Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUI, KA WAI
Chinese Name of Relevant Individual
徐家蔚
HKMA Registration Number
AF0587
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2013 - 10 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2013 - 10 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2012 - 23 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2012 - 23 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2011 - 06 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2011 - 06 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUI, KA WAI
:
Chinese Name of Relevant Individual
徐家蔚
:
HKMA Registration Number
AF0587
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0587
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jan 2013 - 10 May 2018
No
AF0587
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jan 2013 - 10 May 2018
No
AF0587
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Apr 2012 - 23 Apr 2012
No
AF0587
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Apr 2012 - 23 Apr 2012
No
AF0587
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2011 - 06 Mar 2012
No
AF0587
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2011 - 06 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.