Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAI, PAN
Chinese Name of Relevant Individual
魏斌
HKMA Registration Number
AF0590
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT COUNSELLOR
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT COUNSELLOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
EFG BANK AG
SFC CE number
AFV863
Business Address
LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2018 - 16 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2018 - 16 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2016 - 11 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2016 - 11 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2014 - 13 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2014 - 13 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2014 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2013 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Aug 2013 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2011 - 21 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2011 - 21 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAI, PAN
:
Chinese Name of Relevant Individual
魏斌
:
HKMA Registration Number
AF0590
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
EFG BANK AG
Type 1: dealing in securities
19 Mar 2026
No
INVESTMENT COUNSELLOR
EFG BANK AG
Type 4: advising on securities
19 Mar 2026
No
INVESTMENT COUNSELLOR
Name of Registered Institution
SFC CE number
Business Address
EFG BANK AG
AFV863
LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0590
EFG BANK AG
Type 1: dealing in securities
Since 19 Mar 2026
No
AF0590
EFG BANK AG
Type 4: advising on securities
Since 19 Mar 2026
No
AF0590
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
12 Dec 2018 - 16 Feb 2026
No
AF0590
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
12 Dec 2018 - 16 Feb 2026
No
AF0590
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Aug 2016 - 11 Oct 2018
No
AF0590
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Aug 2016 - 11 Oct 2018
No
AF0590
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Dec 2014 - 13 Jul 2016
No
AF0590
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Dec 2014 - 13 Jul 2016
No
AF0590
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Apr 2014 - 30 Nov 2014
No
AF0590
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Aug 2013 - 30 Nov 2014
No
AF0590
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Aug 2013 - 30 Nov 2014
No
AF0590
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2011 - 21 May 2013
No
AF0590
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2011 - 21 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.