Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOU, HSIN YI
Chinese Name of Relevant Individual
周心怡
HKMA Registration Number
AF0593
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2012 - 30 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2012 - 30 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2011 - 12 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2011 - 12 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOU, HSIN YI
:
Chinese Name of Relevant Individual
周心怡
:
HKMA Registration Number
AF0593
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF0593
BANK SINOPAC
Type 1: dealing in securities
18 Sep 2012 - 30 Sep 2012
No
AF0593
BANK SINOPAC
Type 4: advising on securities
18 Sep 2012 - 30 Sep 2012
No
AF0593
BANK SINOPAC
Type 1: dealing in securities
25 Mar 2011 - 12 Sep 2012
No
AF0593
BANK SINOPAC
Type 4: advising on securities
25 Mar 2011 - 12 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
